237 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 70% over the past 30 days


SEC issued enforcements: $289,563,885 over the past 30 days


161 Final Rules go into effect in the next 30 days


36 Mortgage Lending docs published in the last 7 days


1460 docs with 2637 extracted obligations from the last 7 days


1415 new Proposed and Final Rules were published in the past 7 days


8378 new docs in pro.compliance.ai within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


Expert-in-the-Loop Virtual Forum

September 7 & 8, 2022

About this Event

The Expert-In-The-Loop Forum by Compliance.ai is the industry’s only event specific to Regulatory Change Management for the BFSI industry. The event brings together risk and compliance management executives and leaders from regulatory agencies that focus on regulatory concerns of Banking, Insurance, FinTechs, Asset Managers, and other Financial Services firms.

The EITL Forum provides an opportunity to make new connections, share best practices, and discuss regulatory directions and trends.

Why You Should Attend

Join us to hear from industry experts about expected developments in regulations that affect the BFSI industry and how technology is helping legal, risk, and compliance teams to manage regulatory change.

What to Expect

As we build our agenda for 2022, take a look at some of the sessions from our 2021 EITL Forum to get an idea of the types of industry experts, insights, trends and best practices you can expect at the 2022 EITL Forum.

2021 Speakers

Jo Ann Barefoot

CEO & Founder, Alliance for Innovative Regulation

KEYNOTE: How Technology will Transform Regulatory Oversight and Collaboration

Aaron Iovine, Esq.

Head of Policy and Regulatory Affairs, Cross River

KEYNOTE: Navigating the Fintech Ecosystem: Policy and Regulatory Updates and Trends

Jeffrey Smith

Founder, Lawvisory
Member, Financial Crisis Inquiry Commission in 2010

Carla Carriveau

Chief Legal Officer & General Counsel, CoinList

Brian Castro

Senior Counsel, House Financial Services Committee

Michael Delune

General Counsel & Chief Risk Officer, Manufacturers Bank

Dr. Marsha Ershaghi Hames

Partner, Tapestry Networks

Drake Ross

US Treasury (Ret), OCC

Nirvana Farhadi

RegTech Pioneer • Thought Leader • Author • Keynote Speaker. Non Executive Board Member. RegTech Badass

Many Thanks to Our 2021 Sponsors

Join Our Invite List


Regulatory Outlook

Gain insight from experts as to how the regulatory and risk environment for financial services is expected to change. Designed for senior executives, topics include trends in enforcement actions, cryptocurrency, cybersecurity, Defi, ESG, emerging risks, privacy and data rights, and more.

Managing Risk and Compliance

Learn emerging best practices and new approaches to managing legal, risk, and compliance organizations. Designed for senior management, topics include Paycheck Protection Program (PPP) audits, operational resiliency, optimizing compliance operations with artificial intelligence, developments in RegTech, and more.

Automating Regulatory Change Management

Learn how to optimize your organization’s use of Compliance.ai. Designed for regulatory change managers and other users of Compliance.ai, topics include optimizing workflow, review of the Compliance.ai library taxonomy, sharing data between applications, Compliance.ai concepts, business profiling, and more.

Special Interest

Connect with industry experts and network with your peers in sessions to discuss specialized topics, such as managing complaints, finding the right RegTech for your firm, and more.

Join Our Invite List

Get Involved

If you’re interested in participating as a speaker, partner or sponsor, please contact our Event Manager, Mary Kriegsfeld at mary.kriegsfeld@compliance.ai.