Financial Regulatory Digest

A Look Back at 2018 Digital Asset Enforcement Actions

A Look Back at 2018 Digital Asset Enforcement Actions

The regulatory landscape around digital asset securities that was once an open-ended question is now becoming increasingly clear. And by the regulatory landscape, the SEC means the following: Initial offers and sales of digital asset securities (including those issued in initial coin offerings ("ICOs") Investment vehicles investing in digital asset securities and those who advise others about investing in these…

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Why AI Needs Experts

Why AI Needs Experts

Compliance.ai’s CEO and Co-Founder, Kayvan Alikhani,  discusses the new opportunities that AI will bring and explains why AI requires human expertise, now more than ever in his article, published on Forbes Technology Council.

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Insights

Enforcement Actions published in the past 12 months.

Final & proposed rules published to Federal Register over the past 12 months.

Agency regulatory publications over 6 months.

White Paper

A recent Boston Consulting Group survey stated that the number of regulatory rule changes that banks must track on a daily basis has tripled since 2011, to an average of 200 revisions a day.

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Case Study

American Banks have to keep track of both Federal and State-level Agency rules and updates. The task of tracking down these changes is a tedious and manual process, often taking 20-30% of time each week.

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