The regulatory landscape around digital asset securities that was once an open-ended question is now becoming increasingly clear. And by the regulatory landscape, the SEC means the following: Initial offers and sales of digital asset securities (including those issued in initial coin offerings ("ICOs") Investment vehicles investing in digital asset securities and those who advise others about investing in these…
Enforcement Actions published in the past 12 months.
Agency regulatory publications over 6 months.
A recent Boston Consulting Group survey stated that the number of regulatory rule changes that banks must track on a daily basis has tripled since 2011, to an average of 200 revisions a day.
Download this white paper to learn more about the challenges financial organizations face in managing regulatory changes. The paper outlines the transformational role that properly implemented AI-driven solutions can play in lowering the burden of regulatory change management for financial services organizations.
American Banks have to keep track of both Federal and State-level Agency rules and updates. The task of tracking down these changes is a tedious and manual process, often taking 20-30% of time each week.
Download this case study to learn more about how Bank of Marin’s compliance team uses the Compliance.ai solution to effectively manage and research regulatory changes relevant to their organization.