148 Enforcement Actions in the U.S. over past 30 days

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OFAC enforcements increased 50% over the past 30 days

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SEC issued enforcements: $88,633,075.00 over the past 30 days

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123 Final Rules go into effect in the next 30 days

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45 Mortgage Lending docs published in the last 7 days

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149 docs with 7429 extracted obligations from the last 7 days

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77 new Proposed and Final Rules were published in the past 7 days

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6771 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Removal of Office of Thrift Supervision Regulations

TREAS | Lending, Consumer Lending | Final Rule

Featured Article:
This week marks the 10th anniversary of the collapse of Lehman Brothers, an event that set in motion the global financial crisis. The meltdown triggered sweeping reforms in the financial sector, but questions remain over whether the banking system is that much stronger now than it was before the crisis…
The school holidays are over…disappointment and relief are felt in equal measure. It’s time to reassess finances and establish the damage caused by constant trips to the local supermarket, day excursions to theme parks and, of course, the school uniform bulk buy…
C-level executives have told Stripe that they are more concerned about a lack of qualified software developers and programmers more than they are about a lack of access to finance. But according to Stripe’s latest report, “The Developer Coefficient,” businesses may be mismanaging the developer talent they already have in place. Companies are losing significant amounts…
French soccer club Paris Saint-Germain is planning to issue its own cryptocurrency as a way to incentivize participation from its international fans…
FINRA | Securities | Enforcement | 09/07/2018
FINRA | Securities | Enforcement | 09/07/2018
SEC | Securities | Enforcement | 09/05/2018
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