179 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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55 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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108 new Proposed and Final Rules were published in the past 7 days

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11692 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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* FDIC Enforcement Actions are not included.

Sep 01 – Sep 08

1

Enforcement Documents

Sep 16 – Sep 22

Sep 23 – Sep 30

Sep 01 – Sep 08

Sep 09 – Sep 15

Sep 16 – Sep 22

2

Enforcement Documents

Sep 01 – Sep 08

$0.00

2

Enforcement Documents

Sep 09 – Sep 15

$0.00

9

Enforcement Documents

Sep 16 – Sep 22

$50,000.00

10

Enforcement Documents

Sep 23 – Sep 30

$0.00

3

Enforcement Documents

22

Enforcement Documents

19

Enforcement Documents

5

Enforcement Documents

8

Enforcement Documents

1

Enforcement Documents

1

Enforcement Documents

3

Enforcement Documents

1

Enforcement Documents

47

Enforcement Documents

46

Enforcement Documents

90

Enforcement Documents

62

Enforcement Documents

X