Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More
Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More
Regulatory Deadlines
Privacy Act of 1974; System of Records
Rule effective Oct. 11 FRS | | Notice
Privacy Act of 1974; System of Records
Rule effective Oct. 11 FRS | | Notice
Privacy Act of 1974; System of Records
Rule effective Oct. 11 FRS | | Notice
Privacy Act of 1974; Implementation
Rule effective Oct. 05 DOJ | | Rule
Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A
Rule effective Oct. 02 SEC | Securities | Rule
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FHA lifts long-standing hurdle for ‘rejected’ borrowers

National Mortgage News 09/11/2023
Changes to FHA procedures and technology effective Monday are aimed at removing the Mortgage Credit Reject requirement, which had been a hurdle for some first-time homebuyers with lower incomes…
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SEC Adopts Significant Rule Changes for Private Fund Advisers

Kirkland Ellis 09/11/2023
As summarized in a previous Kirkland AIM, on August 23, 2023, the SEC voted 3-2 to adopt sweeping new rules1 under the Investment Advisers Act of 1940 (the “Advisers Act”) that significantly increase the regulation of investment…
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Privacy World Week in Review

Privacy World 09/11/2023
In case you missed it, below are recent posts from Privacy World covering the latest developments on data privacy, security and innovation. Please reach out to the authors if you are interested in additional information…
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Capital-Market Effects of Tipper-Tippee Insider Trading Law: Evidence from the Newman Ruling

Harvard 09/11/2023
One of the most distinguishing features of US securities regulation is strict enforcement of insider trading. However, because of long-run persistence in insider trading enforcement and a lack of variation in the underlying laws, we have surprisingly…
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How Securitization and Structured Finance May Be Affected by the US Basel Endgame Proposal

Lexology 09/08/2023
The US federal banking regulators have jointly proposed extensive revisions to the regulatory capital requirements for midsize and larger US banking organizations. While these revisions will affect nearly all credit exposures, securitization exposures will be significantly…
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