197 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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37 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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57 new Proposed and Final Rules were published in the past 7 days

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2540 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Truth in Lending-Real Estate Settlement Procedures

FSA RBS RHS RUS | Mortgage Lending | Final Rule

Application Security Attacks: Will New NYDFS Regulation Protect NYC Financial Institutions?

HSBC CEO Promises to Invest $17 Billion in Technology, Asia Growth

WSJ.com: World Markets | 06/12/2018 |
HSBC’s new chief executive said the bank is in growth mode and plans to invest up to $17 billion in China and new technologies, but ruled out major acquisitions in the near future…
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France Tightens Bank Capital Requirements

WSJ.com: World Markets | 06/12/2018 |
French regulators said they would toughen banks’ capital requirements to mitigate the risks of a future credit crunch, an early sign of tighter borrowing conditions emerging across Europe…
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SEC | Securities | Enforcement | 06/06/2018
SEC | Securities | Enforcement | 06/07/2018
FINRA | Securities | Enforcement | 06/11/2018
SEC| Securities | Enforcement | 06/06/2018
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