Weekly Regulatory Deadlines | January 01 to January 07

2020 Fintech

2020: Fintech, the Future is Here

2020 Fintech

Source: Live Trading News

Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies

FSOC | Securities | Final Rule

Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs

CFTC | Securities | Final Rule

Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person

CFTC | Securities | Final Rule

Notice of Proposed Information Collection: 30 Day 2502-0540 Nonprofit Application and Recertification for FHA Mortgage Insurance Programs

HUD | Mortgage Lending | Notice

Real Estate Appraisals

NCUA | Lending, Mortgage Lending | Proposed Rule

2020 Fintech

2020: Fintech, the Future is Here
Live Trading News 01/05/2020
Fintech is the new applications, processes, products, or business models in the financial services industry, composed of 1 or more complementary financial services and provided as an end-to-end process via the Internet…
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Consumer Finance Monitor

CA DBO concludes certain point-of-sale financing arrangements are loans, not credit sales
Consumer Finance Monitor 01/07/2020
“So far in 2019,” he said, “the Criminal Division’s FCPA Unit has publicly announced more charges against individuals [34] than in any other year in history…
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finextra

EU’s Fifth Anti-Money Laundering Directive: what the crypto-asset sector needs to know
Finextra 01/07/2020
The EU’s Fifth Anti-Money Laundering Directive (“5AMLD”) will subject certain participants in the crypto-asset sector to regulation for anti-money laundering (AML) and counter-terrorism financing (CTF) compliance purposes…
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Regulators' powerful incentive to fast-track CRA reform

Regulators’ powerful incentive to fast-track CRA reform
American Banker 01/06/2020
While community and industry groups are pressing regulators to extend the public comment period for proposed changes to the Community Reinvestment Act, the agencies have a powerful incentive to move quickly — a potential Democratic sweep of the 2020 elections that could enable Congress to scrap the plan before it is ever enacted…
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Freddie Mac brings a new resource for home buyers online
National Mortgage News 01/06/2020
Borrower education stands as a barrier to homeownership for younger consumers and Freddie Mac is trying to change that…
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