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EU Regulator Proposes New Rules For Foreign Crypto Firms

Pymnts 01/29/2024
A European regulator has proposed new rules for cryptocurrency companies headquartered outside of the bloc.The European Securities and Markets Authority (ESMA) introduced regulations Monday (Jan. 29) that would place limits…
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American Bar Association Banking Law Committee Insights

National Law Review 01/25/2024
From January 18th to 20th, the American Bar Association’s Banking Law Committee of the Business Law Section held its winter meeting in Washington, DC. This meeting not only provides an excellent retrospective of the previous…
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Financial Services: your guide to regulatory developments from Q4 2023

Farrer 01/25/2024
Welcome to our Financial Services 360. This provides concise updates on some of the key UK legal and regulatory matters from each quarter relevant to UK financial services firms, including UK asset managers, private banks and others…
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A Backdoor Regulatory Option Haunts U.S. Crypto

CoinDesk 01/29/2024
After the 2008 global financial meltdown, Congress set up a round table of regulators who could wield a unique tool against the next emerging threats. The Financial Stability Oversight Council (FSOC) can tag companies…
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What Is the Ideal Preparation to Be a Compliance Officer That Conducts Transaction Monitoring for Trade-Based Money Laundering at a Bank With International Clients?

Rijock 01/28/2024
While we have previously detailed how the knowledge of advanced TBML techniques is mandatory for any compliance officer who is responsible for Transaction Monitoring at their place of employment, who is involved in Trade-Based Money…
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