197 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 70% over the past 30 days


CME issued enforcements: $1,241,754.92 over the past 30 days


161 Final Rules go into effect in the next 30 days


37 Mortgage Lending docs published in the last 7 days


1460 docs with 2637 extracted obligations from the last 7 days


57 new Proposed and Final Rules were published in the past 7 days


2540 new docs in pro.compliance.ai within the last 7 days


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Banks poised to win Dodd-Frank changes


Banks are close to winning long-sought relief from strict regulations imposed after the 2008 financial crisis. Congress is near the passage of a bipartisan deal to exempt dozens of banks from parts of the Dodd-Frank Act…

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Source: The Hill Finance Policy

Accuracy of Advertising and Notice of Insured Status

NCUA | Lending, Consumer Lending | Final Rule

One Third of Chinese Tuition Payments Come Through Alipay, Says Western Union

While those of us in the U.S. experiment with Venmo or Apple Pay, payments in China have reached the point where even large transactions are routinely processed via the smartphone, even tuition payments. Western Union, which operates a money transfer service in the region via a partnership with Chinese payment solutions provider Geoswift, has allowed […]

Fenergo hires Conor Coughlan to head global marketing, Watson to take on sales role

Finextra Research Headlines | 05/01/2018 |

Fenergo, the leading provider of Client Lifecycle Management (CLM) solutions for financial instituti…

Senate should take up bill to help lenders see ‘credit invisibles’

Consumers who regularly pay their bills on time for things such as their cable and mobile phones should be able to build their credit histories.
SEC | Securities | Enforcement | 04/26/2018
SEC | Securities | Enforcement | 04/25/2018
SEC | Securities | Enforcement | 04/25/2018
FINRA | Securities | Enforcement | 04/27/2018