187 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 31% over the past 30 days

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SEC issued enforcements: $293,829,552.51 over the past 30 days

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148 Final Rules go into effect in the next 30 days

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84 Mortgage Lending docs published in the last 7 days

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4743 docs with 9164 extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11951 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Compare How Well Different RCM Solutions Suit Your Needs

When looking for a compliance solution, you want to make sure to not only address your requirements but also to benefit from the best RegTech technology available today. Compliance.ai has done the work for you.  This RFP template includes features you may want to consider, such as tracking new rules and regulations, mapping obligations to controls, ensuring closed-loop workflow, and reporting.

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