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310 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements decreased 70% over the past 30 days
SEC issued enforcements: $289,563,885 over the past 30 days
161 Final Rules go into effect in the next 30 days
123 Mortgage Lending docs published in the last 7 days
1460 docs with 2637 extracted obligations from the last 7 days
964 new Proposed and Final Rules were published in the past 7 days
16728 new docs in pro.compliance.ai within the last 7 days
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Considering RCM Solutions? Here’s an RFP to get started.
When looking for a compliance solution, you want to make sure to not only address your requirements but also to benefit from the best RegTech technology available today. Compliance.ai has done the work for you. This RFP template includes features you may want to consider, such as tracking new rules and regulations, mapping obligations to controls, ensuring closed-loop workflow, and reporting.
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