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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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Enforcement action change
 
  This week - ending Jul 20, 2025
  Most recent 90 days - Apr 21, 2025 - Jul 20, 2025
  Previous 90 days - Jan 20, 2025 - Apr 20, 2025
 

NCUA
196%

     
281 docs
 
  95 docs
 

OFAC
57%

    47 docs
 
  30 docs
 

FRS
N/A

    11 docs
 
  11 docs
 

FINRA
-2%

    123 docs
 
  125 docs
 

SEC
-10%

    149 docs
 
  166 docs
 

OCC
-21%

    11 docs
 
  14 docs
 

FDIC
-45%

    18 docs
 
  33 docs
 

DOJ
-86%

    19 docs
 
  135 docs
 

FTC
-88%

    11 docs
 
  94 docs
 

CFPB
N/A

     
 
  4 docs
 

CFTC
N/A

     
 
  7 docs
 

FINCEN
N/A

     
 
  1 doc
 
See full report     See further insights

This week's documents

OFAC 1 Enforcement Document
$0.0 in Fines
Title: Counter Terrorism Designations and Designation Update; Transnational Criminal Organizations Designations
Doc Type: Financial Sanction
Published: 07/17/2025
Violation: -
Penalty: -

See all 1 Document
FINRA 7 Enforcement Documents
$0.0 in Fines
Title: Integral Wealth Securities LLC fka Amera Securities LLC AWCs (Letters of Acceptance, Waiver, and Consent)
Doc Type: Enforcement
Published: 07/18/2025
Violation: -
Penalty: -
Title: Daniel Michael Roper AWCs (Letters of Acceptance, Waiver, and Consent)
Doc Type: Enforcement
Published: 07/17/2025
Violation: -
Penalty: -

See all 7 Documents
SEC 7 Enforcement Documents
$0.0 in Fines
Title: SEC Complaint -- Christine Hunsicker
Doc Type: Complaint
Published: 07/18/2025
Violation: -
Penalty: -
Title: Lykos, Thomas J., Jr.
Doc Type: Enforcement Order
Published: 07/18/2025
Violation: -
Penalty: -

See all 7 Documents
OCC 4 Enforcement Documents
$0.0 in Fines
Title: Order terminating the Cease and Desist Order against GN Bank -- OCC Announces Enforcement Actions for July 2025
Doc Type: Cease and Desist
Published: 07/17/2025
Violation: -
Penalty: -
Title: Order of Prohibition -- OCC Announces Enforcement Actions for July 2025
Doc Type: Consent Order
Published: 07/17/2025
Violation: -
Penalty: -

See all 4 Documents
DOJ 3 Enforcement Documents
$0.0 in Fines
Title: Settlement Agreement - Teleguam Holdings, LLC D/B/A GTA
Doc Type: Settlement Agreement
Published: 07/15/2025
Violation: -
Penalty: -
Title: Settlement Agreement - United States v JWB Property Management LLC
Doc Type: Settlement Agreement
Published: 07/15/2025
Violation: -
Penalty: -

See all 3 Documents
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