179 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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55 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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108 new Proposed and Final Rules were published in the past 7 days

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11692 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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For corporate compliance teams, enforcement patterns can be more important than the underlying laws themselves. Most unenforced or lightly enforced laws aren’t as obvious as the uncaged bear law, however, so it’s up to chief compliance officers to determine where to focus their resources.

Read more in our latest Forbes post by Kayvan Alikhani, CEO of Compliance.ai to learn how to stay current with your risk management efforts, compliance teams must closely monitor enforcement actions (EAs).

Read the full post on Forbes Technology Council.

Are you ready to upgrade your Compliance Management System for 2020? Schedule your demo today!

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