The 2022 Expert-In-The-Loop Forum by Compliance.ai is now available on-demand! Watch sessions here

SEC enforcement actions in 2021 show the agency transitioning its focus to emerging risks, overseas corruption, and a record number of whistleblowers tips. The past year also showed that the SEC under the Biden Administration will pursue a larger volume of cases than in previous years. 2021 was a year of rapid change, but enforcement patterns give businesses clear signals on how to adjust in 2022.

In the latest Forbes article, Compliance.ai CEO, Kayvan Alikhani, shares his perspective on the following enforcement trends as well as how to limit risks under these new patterns and improve operational resilience in 2022.

Top enforcement trends to monitor:

  • Cryptocurrency under close scrutiny and examination as national security risk
  • SEC whistleblower 2021 awards surpass all previous years’ combined
  • Businesses involved with overseas corruption aggressively targeted by SEC

See the full article in Forbes here: Enforcement Patterns Show SEC’s Priorities Changed In 2021: Here’s How To Limit Risks In 2022

Tags: , , , ,

X