Regulatory Agency Updates | Week of February 03 to February 10

Agency Report Feb 03-10..

 
 
CA-BOC
 
 
 
 

Agency Update: Banking Regulation and Market Making… | 02/05/2020

 
 
 
CA-OPC
 
 
 
 

News: Announcement: Privacy Commissioner files Notice of Application with th… | 02/06/2020

 
 
 
CFPB
 
 
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 02/10/2020

Comment: Debt Collection Practices (Regulation F); Public Submission; NA… | 02/07/2020

News: Written Testimony of Kathleen L. Kraninger before the House Committee … | 02/06/2020

Final Rule: Statement of Policy Regarding Prohibition on Abusive Acts or Practices… | 02/06/2020

Testimony: Written Testimony of Kathleen L. Kraninger before the House Committee … | 02/06/2020

News: Statement of Director Kraninger before House Financial Services Commit… | 02/06/2020

Speech: Statement of Director Kraninger before House Financial Services Commit… | 02/06/2020

Press release: Consumer Financial Protection Bureau Settles Lawsuit Against Think Fin… | 02/05/2020

Press release: Read Out of CFPB Inaugural Joint Office Hours in Salt Lake City… | 02/04/2020

Report: Semi-Annual Report Fall 2019… | 02/03/2020

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings… | 02/05/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed; Amended Consent Decree Under the Clean … | 02/07/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 02/07/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 02/06/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act; … | 02/05/2020

Notice: Notice of Lodging of Proposed Partial Consent Decree Under the Clean A… | 02/05/2020

 
 
 
DOL
 
 
 
 

Notice: Senior Executive Service; Appointment of Members to the Performance Re… | 02/10/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 02/06/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 02/03/2020

Notice: President’s Committee on the International Labor Organization Charter … | 02/03/2020

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor… | 02/05/2020

News: U.S. Department of Labor… | 02/03/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Presidential Determination on Waiving a Restriction on United States A… | 02/06/2020

Presidential Document: American Heart Month, 2020… | 02/05/2020

Presidential Document: Ensuring Safe and Lawful E-Commerce for United States Consumers, Busin… | 02/05/2020

Presidential Document: Career and Technical Education Month, 2020… | 02/05/2020

Presidential Document: Improving Enhanced Vetting Capabilities and Processes for Detecting At… | 02/05/2020

Presidential Document: Suspension of Entry as Immigrants and Nonimmigrants of Persons Who Pos… | 02/05/2020

Presidential Document: Combating Human Trafficking and Online Child Exploitation in the Unite… | 02/05/2020

Presidential Document: National African American History Month, 2020… | 02/05/2020

 
 
 
FDIC
 
 
 
 

Proposed Rule: Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions… | 02/10/2020

Notice: Notice of Termination of Receiverships… | 02/07/2020

Notice: Sunshine Act Meeting… | 02/03/2020

Notice: Notice to All Interested Parties of Intent To Terminate Receiverships… | 02/03/2020

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting… | 02/03/2020

Notice: Appraisal Subcommittee Notice of Meeting… | 02/03/2020

 
 
 
FINCEN
 
 
 
 

News: Prepared Remarks of FinCEN Deputy Director Jamal El-Hindi, delivered a… | 02/06/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 02/06/2020

OHO Decisions: Robert Juan Escobio OHO Decisions… | 02/05/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 02/05/2020

AWCs (Letters of Acceptance, Waiver, and Consent): John Martin Harmon AWCs (Letters of Acceptance, Waiver, and Consent)… | 02/05/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Peter D. Monson AWCs (Letters of Acceptance, Waiver, and Consent)… | 02/04/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 02/04/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 02/04/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Ana Lucia Chavarriaga AWCs (Letters of Acceptance, Waiver, and Consent… | 02/03/2020

 
 
 
FRS
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 02/10/2020

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe… | 02/10/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 02/07/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 02/07/2020

News: The Economic Outlook, Monetary Policy, and the Demand for Reserves – V… | 02/06/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 02/06/2020

News: Federal Reserve Board releases hypothetical scenarios for its 2020 str… | 02/06/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 02/06/2020

News: Federal Reserve Board issues enforcement action with Farmers & Merchan… | 02/06/2020

News: 2020 Supervisory Scenarios for Annual Stress Tests Required under the … | 02/06/2020

 
 
 
FTC
 
 
 
 

News: BC Director Ian Conner remarks at GCR Live 9th Annual Antitrsut Law Le… | 02/08/2020

News: BC Director Ian Conner remarks at GCR Live 9th Annual Antitrsut Law Le… | 02/08/2020

Enforcement: Quantum Wellness Botanical Institute, LLC… | 02/05/2020

Enforcement: On Point Global LLC… | 02/05/2020

News: Court Stops Sprawling Scheme That Operated Hundreds of Websites That D… | 02/05/2020

News: FTC Takes Action to Stop Anti-Aging “Cure-All” Marketers From Making B… | 02/05/2020

News: Cmrs. Phillips and Slaughter panelists at Technology Policy Institute… | 02/05/2020

News: Cmrs. Phillips and Slaughter panelists at Technology Policy Institute… | 02/05/2020

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 02/04/2020

Notice: Agency Information Collection Activities; Submission to the Office of … | 02/04/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-1 Selling… | 02/05/2020

News: The Servicer Honors and Rewards Program (SHARP)=E2=84=A0 Awards Kick Off at MB… | 02/05/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: Corporate investment and the exchange rate: The financial channel… | 02/04/2020

Agency Update: Stress testing in Latin America: A comparison of approaches and method… | 02/04/2020

Agency Update: The economic forces driving fintech adoption across countries… | 02/04/2020

 
 
 
INT-FSB
 
 
 
 

News: FSB takes steps to enhance the effectiveness of its Regional Consultat… | 02/04/2020

News: The Value of the LEI for Identification in Digital Processes… | 02/04/2020

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act Meeting… | 02/03/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 02/04/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 02/03/2020

 
 
 
OCC
 
 
 
 

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ… | 02/07/2020

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ… | 02/07/2020

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ… | 02/07/2020

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ… | 02/07/2020

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ… | 02/07/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Oscar Herna… | 02/06/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Janet Hamad… | 02/06/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Kenneth Tho… | 02/06/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Habitat for… | 02/06/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Community F… | 02/06/2020

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 02/10/2020

Final Rule: Mali Sanctions Regulations… | 02/07/2020

Financial Sanction: Venezuela-related Identifications… | 02/07/2020

Financial Sanction: Publication of Mali Sanctions Regulations… | 02/06/2020

Notice: Notice of OFAC Sanctions Actions… | 02/03/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Sunshine Act Meetings… | 02/10/2020

Notice: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Withdraw… | 02/10/2020

Enforcement: Randall Goulding, Esq…. | 02/07/2020

Enforcement: Leonardo Cornide and Jorge Falcon… | 02/07/2020

Notice: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Fil… | 02/07/2020

Enforcement: Leonardo Cornide and Jorge Falcon… | 02/07/2020

News: SEC Investor Advisory Committee to Meet on Feb. 27… | 02/07/2020

Enforcement: Joseph A. Meyer, Jr…. | 02/07/2020

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Fili… | 02/07/2020

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil… | 02/07/2020

 
 
 
TREAS
 
 
 
 

Notice: List of Countries Requiring Cooperation With an International Boycott… | 02/10/2020

Notice: Periodic Meetings of the U.S. Department of the Treasury Tribal Adviso… | 02/07/2020

Final Rule: Import Restrictions Imposed on Archaeological Material From Jordan… | 02/07/2020

News: U.S. Department of the Treasury… | 02/07/2020

Final Rule: Emergency Import Restrictions Imposed on Archaeological and Ethnologic… | 02/07/2020

News: U.S. Department of the Treasury… | 02/06/2020

News: U.S. Department of the Treasury… | 02/06/2020

News: U.S. Department of the Treasury… | 02/05/2020

News: U.S. Department of the Treasury… | 02/05/2020

Notice: Open Meeting of the Federal Advisory Committee on Insurance… | 02/05/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Lords Economic Affairs Committee, London (starting 15:30)… | 02/08/2020

News: Lords EU Financial Affairs sub-committee, Financial Services post Brex… | 02/08/2020

Agency Update: Crossing the credit channel: credit spreads and firm heterogeneity… | 02/07/2020

Agency Update: Bank funding costs and solvency… | 02/07/2020

Working Paper: Bank funding costs and solvency… | 02/07/2020

Working Paper: Bank funding costs and solvency — Sign up for email notifications… | 02/07/2020

Working Paper: Crossing the credit channel: credit spreads and firm heterogeneity — … | 02/07/2020

Working Paper: Crossing the credit channel: credit spreads and firm heterogeneity… | 02/07/2020

Working Paper: Bank funding costs and solvency — Bank funding costs and solvency… | 02/07/2020

Working Paper: Crossing the credit channel: credit spreads and firm heterogeneity — … | 02/07/2020

 
 
 
UK-CMA
 
 
 
 

Correspondence: State of UK competition report: commission to the CMA… | 02/05/2020

 
 
 
UK-FCA
 
 
 
 
 
 

News: First Choice Finance (clone of authorised firm)… | 02/10/2020

News: Goldmans Banc (clone of FCA authorised firm)… | 02/10/2020

FOI releases: FOI 6618 response tables… | 02/09/2020

News: FCA, ICO and FSCS publish joint statement to insolvency practitioners … | 02/07/2020

News: Triton-Online (Clone of FCA authorised firm)… | 02/07/2020

News: Apus Capital… | 02/07/2020

News: Market integrity and strategic approach… | 02/07/2020

News: Electra Finance / Electra Finance Services Limited… | 02/07/2020

News: Thestepchange.com / The Step Change (Clone of FCA authorised firm)… | 02/06/2020

Correspondence: Platforms Portfolio Strategy Letter… | 02/06/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

News Story: HMRC extends customs grant funding deadline… | 02/10/2020

News Story: Innovative new Freeports across the UK as Government lays out plans to… | 02/10/2020

Press Release: HMRC announces change to the off-payroll working rules… | 02/07/2020

News Story: Reappointments to the Board of NS&I… | 02/06/2020

Guidance: Breathing Space Impact Assessment… | 02/06/2020

News Story: New appointments announced to Financial Conduct Authority Board… | 02/06/2020

News Story: Breathing Space to help millions in debt… | 02/06/2020

Correspondence: State of UK competition report: commission to the CMA… | 02/05/2020

National Statistics: UK official holdings of international reserves: January 2020… | 02/05/2020

Research: Transposition Fifth Anti-Money Laundering Directive: RPC Opinion… | 02/05/2020

 
 
 
UK-ICO
 
 
 
 

News: Joint statement warning FCA-authorised firms and insolvency practition… | 02/06/2020

Follow up audit: North Norfolk Academy Trust… | 02/05/2020

News: ICO celebrates excellence in data protection with third annual award f… | 02/04/2020

Follow up audit: Surrey Police… | 02/03/2020

Follow up audit: Sussex Police… | 02/03/2020

 
 
 
UK-JMLSG
 
 
 
 

Agency Update: JMLSG today publishes proposed amendments to its Guidance — Chapter 5… | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance — Part II -… | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance — Chapter 4… | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance — Glossary… | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance… | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance — Part III … | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance — Chapter 7… | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance — Chapter 8… | 02/04/2020

 
 
 
UK-LSB
 
 
 
 

News: Episode 2 of The Future of Lending podcast is out now… | 02/06/2020

News: Emma Lovell appointed as Chief Executive of the LSB — Press-release-E… | 02/03/2020

News: Emma Lovell appointed as Chief Executive of the LSB — celebrating-10-… | 02/03/2020

News: Emma Lovell appointed as Chief Executive of the LSB… | 02/03/2020

 
 
 
UK-PRA
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest – January 2020… | 02/03/2020

 
 
 
VA
 
 
 
 

Notice: Privacy Act of 1974; Report of Matching Program… | 02/10/2020

Notice: Privacy Act of 1974; System of Records… | 02/07/2020

Notice: Privacy Act of 1974; System of Records… | 02/07/2020

Final Rule: Federal Civil Penalties Inflation Adjustment Act Amendments… | 02/07/2020

Notice: Privacy Act of 1974; System of Records… | 02/07/2020

Notice: Privacy Act of 1974; System of Records… | 02/07/2020

Notice: Privacy Act of 1974; System of Records… | 02/07/2020

Notice: Solicitation of Nominations for Appointment to the Veterans and Commun… | 02/06/2020

News: This announcement provides information on the emergency system mainten… | 02/05/2020

Notice: Loan Guaranty: Specially Adapted Housing Assistive Technology Grant Pr… | 02/04/2020

 

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