Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More
Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More
jeffrey smith

Jeffrey Smith

Jeffrey Smith is a seasoned GC, CCO, CRO, and securities, business, tax and M&A attorney with over 23 years of experience strengthening the legal and compliance functions of financial services firms, investment funds, digital asset businesses, and businesses raising capital or seeking strategic combinations or exits. He is the founding and managing attorney for LawVisory, an international law firm, co-founder and CEO of RIA Compliance Firm LLC, and a successful serial entrepreneur of several successful companies.
He has previously served as head of legal and compliance for several large registered investment advisers, as Investigative Counsel for the Financial Crisis Inquiry Commission and worked in the Director of Enforcement Office at the SEC. In addition to being a J.D. and having a LL.M. in Securities & Financial Regulation from Georgetown Law, Mr. Smith holds the certifications of IACCP, CRCP, and CRM.

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