227 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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23 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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97 new Proposed and Final Rules were published in the past 7 days

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2774 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Chartering and Field of Membership-Shared Facility Requirements
Rule effective Dec. 27 NCUA | FCPA/ABAC, BSA/AML, Consumer Lending | Rule
Prescription Drug and Health Care Spending
Rule effective Dec. 23 HHS IRS OPM EBSA | FCPA/ABAC, BSA/AML, Consumer Lending | Rule
Privacy Act of 1974; System of Records
Rule effective Dec. 20 HUD | FCPA/ABAC, BSA/AML, Debt Collection | Notice
Privacy Act of 1974; System of Records
Rule effective Dec. 20 HUD | FCPA/ABAC, BSA/AML, Debt Collection | Notice
Privacy Act of 1974; System of Records
Rule effective Dec. 20 HUD | FCPA/ABAC, BSA/AML, Debt Collection | Notice
See all
 


The FRTB challenge: banks brace for further uncertainty

Risk.net 11/30/2021
The widely anticipated implementation of the Fundamental Review of the Trading Book (FRTB) hit another obstacle when the Basel Committee on Banking Supervision pushed…
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Banking System Conditions Improved in 2021 as Banks Remain Strong

Banking Exchange staff 11/29/2021
The financial conditions of the banking system remained strong and improved during the first half of 2021, despite lingering concerns, the Federal Reserve (Fed) found in its latest supervision and regulation report…
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New UK Bill Seeks Crackdown on Data Breaches, Cybertheft From Connected Devices

PYMNTS 11/29/2021
The United Kingdom is seeking to crack down on connected device cybercrime with the introduction of a new law urging manufacturers, importers and wholesalers to make changes to how these devices are made, sold and periodically updated, or face stiff new penalties…
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Industry braces for another fight over IRS tax reporting plan

American Banker 11/29/2021
Financial services industry lobbyists are gearing up to fight another effort by lawmakers to make banks and credit unions report more account information to the Internal Revenue Service…
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FCA boosts Open Banking by removing 3-month re-authentication requirement

Finextra 11/29/2021
Fintech firms will no longer need to re-authenticate customers every ninety days for continued access to bank account data, but they will need to prove customer consent, under modifications to Open Banking rules spelled out by the Financial Conduct Authority….
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