Weekly Regulatory Deadlines | Mar 20 to Mar 26

How Regulatory Concerns Are Sparking Digital Innovation

How Regulatory Concerns Are Sparking Digital Innovation

How Regulatory Concerns Are Sparking Digital Innovation

Source: PYMNTS.com

Loans to Members and Lines of Credit to Members

NCUA | Lending | Final Rule

Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps

SEC | Broker-Dealer, Securities | Final Rule

Transaction Fee Pilot for NMS Stocks

SEC | Securities | Final Rule

Rules of Practice and Procedure; Civil Money Penalty Inflation Adjustment

FHFA | Mortgage Lending | Final Rule

Adjustment of Civil Monetary Penalty Amounts for 2019

HUD | Mortgage Lending | Final Rule

How Regulatory Concerns Are Sparking Digital Innovation

As the U.S. federal government tries to stem fraud and other losses in benefit programs, a new mobile app might just provide a way to do that. While that happens, the payments industry is upping its game against counterfeit goods sold online. And with the growth of the Internet of Things comes more regulatory pressure…
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Data Breach Reported, New Cybersecurity Legislation Introduced

Data Breach Reported, New Cybersecurity Legislation Introduced
Credit Union Times 03/21/2019
Internet of things legislation, a possible Michigan medical data breach of 600,000 people, Microsoft and Google vulnerabilities, and tax season scams highlight a roundup of cybersecurity news and notes...
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Trump says he'll nominate Stephen Moore to Fed

Trump says he'll nominate Stephen Moore to Fed
The Hill: Finance Policy 03/22/2019
President Trump said Friday he is appointing Stephen Moore, an economic adviser to his 2016 campaign, to a spot on the Federal Reserve Board...
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Citi Faces $1.2M Fine Over Japan 'Spoofing' Allegations

Citi Faces $1.2M Fine Over Japan 'Spoofing' Allegations
Law 360 03/26/2019
Japan’s financial watchdog said Tuesday it has recommended that a British unit of Citigroup Inc. should be fined 133 million yen ($1.2 million) for allegedly manipulating prices in the Japanese government...
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Setting the record straight on CRA reform

Setting the record straight on CRA reform
American Banker 03/25/2019
Robust public discussion from a diverse array of stakeholders has informed regulators working to reform the Community Reinvestment Act, but it has also included some misleading claims, writes a top OCC official...
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