179 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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55 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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108 new Proposed and Final Rules were published in the past 7 days

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11692 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Employment Contracts, Mutual to Stock Conversions

FEMA | Mortgage Lending, Insurance | Notice

Securities Offering Reform for Closed-End Investment Companies

OCC | Debt Collection | Final Rule

Remittance Transfers Under the Electronic Fund Transfer Act (Regulation E)

CFPB | Deposits, Payments | Final Rule

Proposed Flood Hazard Determinations

FEMA | Mortgage Lending | Notice

60-Day Notice of Proposed Information Collection: Mortgage Record Change; OMB Control No.: 2502-0422

HUD | Mortgage Lending | Notice

Can fintechs help plug banking gaps for struggling Black consumers.

US regulator fines Citadel Securities over trading breach
American Banker 07/27/2020
A handful of fintechs are attempting to tackle a problem that has existed for years and been exacerbated by the coronavirus pandemic — many Black Americans are underbanked…
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CFPB

CFPB requests input on creating inclusive fair credit environment
BankersOnline.com 07/29/2020
The CFPB has issued a request for information to seek public input on how best to create a regulatory environment that expands access to credit and ensures that all consumers and communities are protected from discrimination in all aspects of a credit transaction…
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Michigan online bar exam temporarily taken down by 'sophisticated' cyberattack

Michigan online bar exam temporarily taken down by ‘sophisticated’ cyberattack
The Hill: Cybersecurity 07/28/2020
The online Michigan bar exam was targeted by a “sophisticated” cyberattack that temporarily took down the test, the vendor offering the online exam said Tuesday…
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Co-Conspirator In Co-Working Ponzi Scheme Gets 4 Years
Law360: Securities 07/28/2020
A British citizen who aided in a ploy to defraud hundreds of investors out of $40 million by invoking a trendy co-working start-up was handed a four-year prison sentence on Monday in New York federal court…
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Battle Over SEC’s Proxy Regs May Not Be Finished
Law360: Securities 07/28/2020
The U.S. Securities and Exchange Commission’s new rules applying oversight of proxy advisory firms contain more wiggle room than the agency’s original proposal…
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