Weekly Regulatory Deadlines | Apr 24 to Apr 30

European banking regulator faces criticism after failing to take action on Danske Bank scandal

European banking regulator faces criticism after failing to take action on Danske Bank scandal

European banking regulator faces criticism after failing to take action on Danske Bank scandal

Source: European CEO

Privacy Act of 1974; System of Records

CFTC | Securities | Notice

Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act

CFTC | Securities | Final Rule

Uniform Mortgage-Backend Security

FHFA | Mortgage Lending, Securities | Final Rule

Segregation of Assets Held as Collateral in Uncleared Swap Transactions

CFTC | Securities | Final Rule

FAST Act Modernization and Simplification of Regulation S-K

SEC | Securities | Final Rule

European banking regulator faces criticism after failing to take action on Danske Bank scandal

European banking regulator faces criticism after failing to take action on Danske Bank scandal
European CEO 04/29/2019
The European Banking Authority’s decision to close its investigation into money laundering at Danske Bank without action has elicited reproach from the continent’s lawmakers…
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Critics fear shift at CFPB will let firms off the hook

Critics fear shift at CFPB will let firms off the hook
National Mortgage News 04/30/2019
Director Kathy Kraninger said the agency will emphasize a confidential supervisory process instead of just doling out public enforcement actions. But skeptics worry this will let companies escape punishment…
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Alibaba Agrees to Pay $250 Million to Resolve Complaints Over Pre-IPO Counterfeit Claims

Alibaba Agrees to Pay $250 Million to Resolve Complaints Over Pre-IPO Counterfeit Claims
The Wall Street Journal 04/29/2019
Alibaba Group Holding Ltd. has agreed to pay $250 million to resolve investors’ lawsuits that accused the company of not disclosing before its $25 billion initial public offering that officials had met with the Chinese government regarding alleged counterfeit products sold on its platforms…
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The Most Powerful Women in Banking- Next

The Most Powerful Women in Banking:
American Banker 04/28/2019
Get ready to meet 15 women — ages 40 and under — whose accomplishments and influence set them apart…
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SEC Fine Shows Bad Data Can Put The ‘Risk’ In Model Risk
Law360 04/29/2019
On April 19, 2019, the U.S. Securities and Exchange Commission published a settled administrative proceeding against Prosper Funding LLC for violating Section 17(a)(2) of the Securities Act of 1933 based on…
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