191 Enforcement Actions in the U.S. over past 30 days

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CFPB enforcements decreased 11% over the past 30 days

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SEC issued enforcements: $59,971,440.07 over the past 30 days

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69 Final Rules go into effect in the next 30 days

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35 Mortgage Lending docs published in the last 7 days

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167 docs with 1954 extracted obligations from the last 7 days

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64 new Proposed and Final Rules were published in the past 7 days

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2096 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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Swiss Fintech Sector Grows, While Traditional Banks Decline

Swiss Fintech Sector Grows, While Traditional Banks Decline

Source: Cointelegraph

Uniform Mortgage-Backed Security

FHFA | Mortgage Lending, Securities | Final Rule

Segregation of Assets Held as Collateral in Uncleared Swap Transactions

CFTC | Securities | Final Rule

FAST Act Modernization and Simplification of Regulation S-K

SEC | Securities | Final Rule

Loans to Members and Lines of Credit to Members

NCUA | Lending | Final Rule

Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps

SEC | Broker-Dealer, Securities | Final Rule

Swiss Fintech Sector Grows, While Traditional Banks Decline

Swiss Fintech Sector Grows, While Traditional Banks Decline
Cointelegraph 04/01/2019
A new study shows that the fintech sector in Switzerland continues to grow, while traditional financial institutions are stagnating. The report was published…
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Can AI help banks handle Venezuelan sanctions?

Can AI help banks handle Venezuelan sanctions?
American Banker 04/08/2019
The Trump administration’s tightened sanctions on the regime of Venezuela’s Nicolás Maduro have tested U.S. banks’ transaction monitoring systems, with some institutions responding by refusing to accept payments to and from the country, a move that could worsen the country’s humanitarian crisis…
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Facebook Data Exposure Offers Critical Lesson for Internal Auditors

Facebook Data Exposure Offers Critical Lesson for Internal Auditors
The Institutes of Internal Auditors 04/08/2019
IIA President and CEO Richard Chambers, CIA, QIAL, CGAP, CCSA, CRMA, shares his personal reflections and insights on the internal audit profession…
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Survey Few people think they're getting a tax cut under Trump's law

Survey: Few people think they’re getting a tax cut under Trump’s law
The Hill: Financial Policy 04/08/2019
Few Americans think they will pay less in taxes under President Trump’s 2017 law, according to a new survey, despite estimates that most people will get a tax cut…
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Texas man pleads guilty to wire fraud conspiracy in $360 million Ponzi scheme

Texas man pleads guilty to wire fraud conspiracy in $360 million Ponzi scheme
The Washington Post 04/03/2019
One of three defendants in an alleged $360 million Ponzi scheme that affected at least 400 people, mostly in Maryland, has reached a plea deal with federal prosecutors…
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