Weekly Regulatory Deadlines | April 01 to April 07

FinCEN Reminds FIs To Watch For Fraud During COVID-19 Crisis

FinCEN Reminds FIs To Watch For Fraud During COVID-19 Crisis

FinCEN Reminds FIs To Watch For Fraud During COVID-19 Crisis

Source: PYMNTS.com

Securitization Safe Harbor Rule

FDIC | Mortgage Lending | Final Rule

Accelerated Filler and Large Accelerated Filer Definitions

SEC | Securities | Final Rule

Joint Employer Status Under the National Labor Relations Act

NLRB | Insurance | Final Rule

Single Family Housing Guaranteed Loan Program

RHS | Lending, Mortgage Lending | Final Rule

Assessment of Fees on Certain Bank Holding Companies and Nonbank Financial Companies Supervised by the Federal Reserve Board To Cover the Expenses of the Financial Research Fund

TREAS | Deposits, Securities | Final Rule

FinCEN Reminds FIs To Watch For Fraud During COVID-19 Crisis

FinCEN Reminds FIs To Watch For Fraud During COVID-19 Crisis
PYMNTS.com 04/06/2020
Three weeks after the Financial Crimes Enforcement Network (FinCEN) issued guidance to financial institutions (FIs) on COVID-19, the division of the U.S. Department of the Treasury is reminding lenders to be on the lookout for fraud as the coronavirus grips the nation...
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Wall Street jumps at open on coronavirus slowdown hopes

Wall Street jumps at open on coronavirus slowdown hopes
Reuters 04/07/2020
U.S. stocks jumped at the opening bell on Tuesday, as early signs of a slowdown in coronavirus cases in U.S. hot spots raised hopes that sweeping lockdown measures were working...
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Plus500 revenue soars nearly 500% as volatility fuels boom in bets

Plus500 revenue soars nearly 500% as volatility fuels boom in bets
Financial Times 04/07/2020
Turbulent markets triggered by coronavirus pandemic boost activity for online trading platform...
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The Fed’s Intervention Is Widening the Gap Between Market Haves and Have-Nots

The Fed’s Intervention Is Widening the Gap Between Market Haves and Have-Nots
The Wall Street Journal 04/07/2020
In the quest to find markets that look like they will weather an impending economic downturn, many investors are turning to the Federal Reserve...
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Regulatory and litigation risks to consumer financial services providers highlighted in Ballard Spahr webinar on COVID-19 crisis fallout
Consumer Finance Monitor 04/07/2020
Our webinar yesterday, “Consumer Financial Regulatory and Litigation Fallout from the COVID-19 Crisis,” in which we were joined by special guest speakers Richard Cordray, former CFPB Director, and John Roddy, Partner at Bailey & Glasser and prominent plaintiffs’ class action lawyer, highlighted the regulatory and litigation risks the crisis is expected to create for members of the consumer financial services industry...
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