127 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 41% over the past 30 days

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SEC issued enforcements: $20,672,263.00 over the past 30 days

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104 Final Rules go into effect in the next 30 days

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72 Mortgage Lending docs published in the last 7 days

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4948 docs with 12942 extracted obligations from the last 7 days

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43 new Proposed and Final Rules were published in the past 7 days

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12133 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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How technology can save us from Big Brother

How technology can save us from Big Brother

Source: TechCentral

Real Estate Appraisals

NCUA | Lending, Mortgage Lending | Final Rule

Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Seecurity-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers

SEC | Securities | Final Rule

Project Approval for Single-Family Condominiums

HUD | Lending, Mortgage Lending | Final Rule

Changes to the Trademark Rules of Practice To Mandate Electronic Filing

PTO MN-CD | Privacy | Final Rule

Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships

SEC | Mortgage Lending, Securities | Final Rule

How technology can save us from Big Brother

How technology can save us from Big Brother
TechCentral 09/30/2019
Information used to be a localised affair. Before the Internet, bank accounts were confined to physical ledgers in a filing cabinet and took so much work to copy that they rarely left the building…
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me-and-my-whistle-blower

Me and My Whistle -Blower
The New York Times 10/01/2019
One sunny Wednesday in February, a gangly man in a sports jacket and a partly unbuttoned paisley shirt walked into the Los Angeles field office of the F.B.I. At the reception desk, he gave his name — Val Broeksmit — and began to pace anxiously in the lobby…
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Google Draws House Antitrust Scrutiny of Internet Protocol

Google Draws House Antitrust Scrutiny of Internet Protocol
The Wall Street Journal 09/29/2019
Congressional antitrust investigators are scrutinizing plans by Google to use a new internet protocol because of concerns that it could give the company a competitive advantage by making it harder for others to access consumer data…
Read More

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