Financial Enforcement Action Summary | September 2019

Financial Enforcement Action Summary September 2019

Sep 01 – Sep 06

$37,000.00

4 Enforcement Documents

Sep 07 – Sep 13

Sep 14 – Sep 20

Sep 21 – Sep 27

$0.00

2 Enforcement Documents

Sep 01 – Sep 06

Sep 14 – Sep 20

Sep 21 – Sep 27

Sep 28 – Sep 30

Sep 07 – Sep 13

Sep 14 – Sep 20

Sep 21 – Sep 27

Sep 28 – Sep 30

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