Weekly Regulatory Deadlines | September 18 to September 24
Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Seecurity-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers
SEC | Securities | Final Rule
Microsoft’s New eCommerce Tool Takes Aim At Amazon
Microsoft has released a new a new tool to help businesses manage their brands online, according to a report by CNBC. The product is called Dynamics 365 Commerce, and it’s part of Microsoft’s increased competition with Amazon in the online commerce space. It allows for brands to make their own product pages, as well as...
How Digital-First Credit Unions Can Break The Impersonality Barrier
Investments in digital banking are paying dividends for credit unions by improving membership and creating more efficient services. However, digitizing services often comes at the cost of a personal touch, says Allison Videtti, director of marketing for digital-first Alliant Credit Union. In the latest Credit Union Tracker, Videtti spoke to PYMNTS about how Alliant uses data analytics and targeted social media campaigns to regain personalization and stay involved in members’ lives...
Organizers apply with FDIC to open women-run bank in Chicago
American Banker 09/24/2019
FWBank would be led by Marianne Markowitz, former acting SBA director. Amy Fahey, a former JPMorgan Chase executive, would serve as chairman...
No Banking Charter? No Problem. Fintechs Team Up With Small-Town Banks
Credot Union Times 09/24/2019
Customers of Square Inc., the Silicon Valley payments behemoth, might assume that the cash they send to friends on the platform is housed in a glassy building in Silicon Valley, tended to by hoodie-clad tech workers. Actually, that money is more likely to be sitting in a 117-year-old community bank in Iowa...
FINRA Fines JP Morgan Securities $1.1M For Late Docs
Reuters: Top News 09/24/2019
U.S. stocks rose on Tuesday, lifted by technology shares, after Washington confirmed that trade talks with China would resume in two weeks, easing some uncertainty fueled by the cancellation of a planned U.S. farm visit by Chinese delegates last week...