197 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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37 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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57 new Proposed and Final Rules were published in the past 7 days

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2509 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Fiduciary Activities

VA | BSA/AML | Final Rule

Featured Article:
In the decade since the crisis, the D.C. movers and shakers at the center of the crisis — and the government’s effort to stabilize the financial system — all moved on to new positions, from private attorney to movie industry lobbyist to a gubernatorial candidate. Here’s a look at what they’re up to these days.
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The Trump administration is making over 80 recommendations to encourage financial innovation within a regulated space, including endorsing the creation of a federal fintech charter.
Conservatives will continue to fight for the kinds of reforms embodied in the Choice Act for decades to come, and history suggests they will likely win out.
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US on track to borrow most money since 2008 financial crisis: report

The Treasury Department predicted in a report Monday that the government’s borrowing needs for the second half of 2018 will be $769 billion — the highest its borrowed since 2008 during the financial crisis.
FINRA | Securities | Enforcement | 07/26/2018
SEC | Securities | Enforcement | 07/25/2018
FINRA | Securities | Enforcement | 07/27/2018
SEC | Securities | Enforcement | 07/25/2018
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