Weekly Regulatory Deadlines (July 25 to July 31)

Fiduciary Activities

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Featured Article:
In the decade since the crisis, the D.C. movers and shakers at the center of the crisis — and the government’s effort to stabilize the financial system — all moved on to new positions, from private attorney to movie industry lobbyist to a gubernatorial candidate. Here's a look at what they're up to these days.
The Trump administration is making over 80 recommendations to encourage financial innovation within a regulated space, including endorsing the creation of a federal fintech charter.
Conservatives will continue to fight for the kinds of reforms embodied in the Choice Act for decades to come, and history suggests they will likely win out.

US on track to borrow most money since 2008 financial crisis: report

The Treasury Department predicted in a report Monday that the government's borrowing needs for the second half of 2018 will be $769 billion — the highest its borrowed since 2008 during the financial crisis.
FINRA | Securities | Enforcement | 07/26/2018
SEC | Securities | Enforcement | 07/25/2018
FINRA | Securities | Enforcement | 07/27/2018
SEC | Securities | Enforcement | 07/25/2018