Weekly Regulatory Deadlines (July 25 to July 31)

Fiduciary Activities

VA | BSA/AML | Final Rule

Featured Article:
In the decade since the crisis, the D.C. movers and shakers at the center of the crisis — and the government’s effort to stabilize the financial system — all moved on to new positions, from private attorney to movie industry lobbyist to a gubernatorial candidate. Here's a look at what they're up to these days.
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The Trump administration is making over 80 recommendations to encourage financial innovation within a regulated space, including endorsing the creation of a federal fintech charter.
Conservatives will continue to fight for the kinds of reforms embodied in the Choice Act for decades to come, and history suggests they will likely win out.
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US on track to borrow most money since 2008 financial crisis: report

The Treasury Department predicted in a report Monday that the government's borrowing needs for the second half of 2018 will be $769 billion — the highest its borrowed since 2008 during the financial crisis.
FINRA | Securities | Enforcement | 07/26/2018
SEC | Securities | Enforcement | 07/25/2018
FINRA | Securities | Enforcement | 07/27/2018
SEC | Securities | Enforcement | 07/25/2018
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