193 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 15% over the past 30 days

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SEC issued enforcements: $69,991,450.57 over the past 30 days

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78 Final Rules go into effect in the next 30 days

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36 Mortgage Lending docs published in the last 7 days

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173 docs with 2254 extracted obligations from the last 7 days

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54 new Proposed and Final Rules were published in the past 7 days

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2302 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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* FDIC Enforcement Actions are not included.

1

Enforcement Documents

July 08 – July 13

July 15 – July 20

1

Enforcement Documents

July 01 – July 06

2

Enforcement Documents

July 15 – July 20

July 22 – July 31

8

Enforcement Documents

1

Enforcement Documents

July 15 – July 20

July 22 – July 31

July 01 – July 06

1

Enforcement Documents

July 15 – July 20

July 22 – July 31

July 01 – July 06

$0.00

1

Enforcement Document

July 08 – July 13

$0.00

3

Enforcement Documents

July 15 – July 20

$185,800.00

11

Enforcement Documents

July 22 – July 31

$0.00

1

Enforcement Document

July 01 – July 06

July 08 – July 13

July 15 – July 20

1

Enforcement Documents

12

Enforcement Documents

10

Enforcement Documents

11

Enforcement Documents

12

Enforcement Documents

2

Enforcement Documents

July 08 – July 13

3

Enforcement Documents

2

Enforcement Documents

July 01 – July 06

1

Enforcement Documents

2

Enforcement Documents

July 22 – July 31

20

Enforcement Documents

36

Enforcement Documents

40

Enforcement Documents

25

Enforcement Documents

X