117 Enforcement Actions in the U.S. over past 30 days

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OFAC enforcements increased 50% over the past 30 days

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SEC issued enforcements: $88,633,075.00 over the past 30 days

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123 Final Rules go into effect in the next 30 days

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46 Mortgage Lending docs published in the last 7 days

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149 docs with 7429 extracted obligations from the last 7 days

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31 new Proposed and Final Rules were published in the past 7 days

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8506 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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In shutdown, AML, terror agencies scrimp on guidance, regulations, GTO’s, foreign info sharing – ACFCS

Source: Association of Certified Financial Crime Specialists

Disclosure of Order Handling Information

SEC | Broker-Dealer, Securities | Final Rule

Poll: Nearly 40 percent say they have been affected by shutdown firsthand
The Hill: Financial Policy 01/15/2019
Nearly 40 percent of Americans have been affected firsthand by the government shutdown, according to a poll released Tuesday…
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