Financial Enforcement Action Summary | December 2018

December 2018 Enforcement Summary

Dec 08 – Dec 14

1

Enforcement Documents

Dec 22 – Dec 28

Dec 29 – Dec 31

3

Enforcement Documents

Dec 15 – Dec 21

Dec 22 – Dec 28

Dec 29 – Dec 31

1

Enforcement Documents

Dec 08 – Dec 14

Dec 15 – Dec 21

Dec 22 – Dec 28

Dec 29 – Dec 31

4

Enforcement Documents

1

Enforcement Documents

1

Enforcement Documents

Dec 22 – Dec 28

Dec 29 – Dec 31

7

Enforcement Documents

13

Enforcement Documents

12

Enforcement Documents

2

Enforcement Documents

Dec 29 – Dec 31

16

Enforcement Documents

32

Enforcement Documents

52

Enforcement Documents

13

Enforcement Documents

Dec 29 – Dec 31

$16,000,000.00

1

Enforcement Documents

X