Weekly Regulatory Deadlines | Dec 26 to Jan 01

US stocks suffer worst year since 2008

Source: The Hill: Finance Policy

Disclosure of Order Handling Information

SEC | Broker-Dealer, Securities | Final Rule

Erik Prince to launch fund for electric car metals
Financial Times 01/01/2019
Blackwater founder to capitalize on the scramble for once niche metals across Africa...
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House Democrats to push for more diversity in top corporate ranks
Politico 01/01/2018
California Democrat Maxine Waters, the first woman, and first African-American to chair the House Financial Services Committee, is planning to use her new power to push for more women and minorities in the top ranks of corporate America...
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Banking Regulation To Watch In 2019
Law360 01/01/2019
The return of divided government in Washington may put a damper on the prospects for more banking legislation, but federal regulators will have their hands full in 2019 finishing rules to...
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