191 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements increased 4% over the past 30 days

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SEC issued enforcements: $45,971,340.93 over the past 30 days

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62 Final Rules go into effect in the next 30 days

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23 Mortgage Lending docs published in the last 7 days

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427 docs with 4647 extracted obligations from the last 7 days

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55 new Proposed and Final Rules were published in the past 7 days

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1706 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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2018 Fintech trend predictions from Business Insider Intelligence

Source: Business Insider

Disclosure of Order Handling Information

SEC | Broker-Dealer, Securities | Final Rule

Covered Investment Fund Research Reports

SEC | Broker-Dealer, Securities | Final Rule

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