Weekly Regulatory Deadlines | Dec 12 to 18

The Last SIFI: The Unwise and Illegal Deregulation of Prudential Financial

Source: Stanford Law Review Online

Covered Investment Fund Research Reports

SEC | Broker-Dealer, Securities | Final Rule

Stocks sink ahead of Fed meeting, shutdown deadline
The Hill: Finance Policy 12/17/2018
U.S. stocks fell sharply Monday amid mounting concerns about the state of the global economy and a likely Federal Reserve rate hike this week. The Dow Jones Industrial Average closed 507 points lower Monday, a 2.1 percent loss, while the Nasdaq Composite dropped 2.3 percent...
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Source: Bloomberg

Nordic risk and compliance outfit FCG acquires Reg&Tech Solutions
Finextra Research Headlines 12/18/2018
FCG today announces the acquisition of Reg&Tech Solutions AB (Reg&Tech), a software technology provider of Big Data analytics and automation solutions to the financial services industry...
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Trump pressures Fed before meeting, warns against 'another mistake'
Reuters: Top News 12/18/2018
U.S. President Donald Trump on Tuesday further sought to pressure the Federal Reserve as the central bank prepared to start its two-day policy meeting, warning the Fed's board not to "make yet another mistake" ahead of an expected interest rate hike...