197 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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37 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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57 new Proposed and Final Rules were published in the past 7 days

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2509 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Department of Justice Releases Attorney General’s First Cyber-Digital Task Force Report

Source: Data Privacy Monitor

Featured Article:
The Department of Justice recently released its comprehensive assessment of cyber threats in the United States, titled “Report of the Attorney General’s Cyber-Digital Task Force.” The Report is the result of the establishment of the Attorney General’s Cyber-Digital Task Force by the Department in February 2018. Attorney General Jeff Sessions directed the Task Force to…

Source: Orchestrate

Seven Republican senators urged the Federal Reserve on Friday to press forward with paring back regulations for bigger banks that are not systemically risky, saying that they are concerned about some of the recent comments from Fed leadership about the implementation of the banking regulatory reform bill that was signed into law earlier this year…
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Source: American Banker

Late last year, 17 state attorneys general pledged to fill the gap if Consumer Financial Protection Bureau slowed its enforcement activity under acting Director Mick Mulvaney. But their efforts to compensate for a less aggressive CFPB have so far been a mixed bag…
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President Trump’s recent call for fewer corporate disclosures extended unprecedented White House backing for an issue that’s had the support of some of the nation’s top CEOs for years…
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SEC | Securities | Enforcement | 08/16/2018
FINRA | Securities | Enforcement | 08/20/2018
FINRA | Securities | Enforcement | 08/17/2018
SEC | Securities | Enforcement | 08/15/2018
SEC | Securities | Enforcement | 08/20/2018
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