Weekly Regulatory Deadlines (August 01 to August 07)

Facebook asking major US banks for financial data

Source: The Hill: Finance Policy

Fiduciary Activities

VA | BSA/AML | Final Rule

Featured Article:
The agency’s decision to offer special-purpose charters for fintech companies raises questions about how those institutions will be overseen and the risks they could pose to the system.
Assumed US pension returns have fallen for every single year of this young millennium...

GlobalOnePay release EMV-ready mobile card reader

GlobalOnePay, a division of Pivotal Payments offering global omni-channel payment processing technol...

Goldman Sachs joins $18.8 million round in Even Financial

Even Financial ("Even"), a fintech company that is evolving the consumer financial services ecosyste...
SEC | Securities | Enforcement | 08/02/2018
FINRA | Securities | Enforcement | 08/03/2018
SEC | Securities | Enforcement | 08/03/2018
SEC | Securities | Enforcement | 08/01/2018
SEC | Securities | Enforcement | 08/02/2018