186 Enforcement Actions in the U.S. over past 30 days

-

SEC enforcements Increased 15% over the past 30 days

-

SEC issued enforcements: $304,504,552.51 over the past 30 days

-

257 Final Rules go into effect in the next 30 days

-

75 Mortgage Lending docs published in the last 7 days

-

3957 docs with 8216 extracted obligations from the last 7 days

-

169 new Proposed and Final Rules were published in the past 7 days

-

9346 new docs in pro.compliance.ai within the last 7 days

-

Download the Q3 Enforcement eBook now!

-

Join us Feb 4th at Comply 2021

-

february, 2021

24feb11:00 am12:00 pmWebinar: Regulatory outlook 2021

Event Details

What’s to come in regulatory compliance in 2021. Kicking off Q1 we’ll take a deeper dive into the industry with Kayvan Alikhani, CEO of Compliance.ai with Advisors Michael Delune (General Counsel, Corporate Secretary at Manufacturers Bank) and Marty Mitchell (Managing Director at ProBank Austin).

Time

(Wednesday) 11:00 am - 12:00 pm PST

Location

Virtual

Organizer

Compliance.ai

X