213 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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42 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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71 new Proposed and Final Rules were published in the past 7 days

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5314 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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february, 2021

24feb11:00 am12:00 pmWebinar: Regulatory outlook 2021

Event Details

What’s to come in regulatory compliance in 2021. Kicking off Q1 we’ll take a deeper dive into the industry with Kayvan Alikhani, CEO of Compliance.ai with Advisors Michael Delune (General Counsel, Corporate Secretary at Manufacturers Bank) and Marty Mitchell (Managing Director at ProBank Austin).

Time

(Wednesday) 11:00 am - 12:00 pm PST

Location

Virtual

Organizer

Compliance.ai

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