285 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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19 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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98 new Proposed and Final Rules were published in the past 7 days

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2910 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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september, 2021

24sep12:00 pm1:00 pmUnderstanding benchmark manipulation and reporting

Event Details

Are you manipulating your benchmarks? You may not even know that you’re doing it. In this discussion, join CEO and co-founder Kayvan Alikhani while he speaks with Matthew Hunter, expert trader in commodities as they discuss compliance and benchmark manipulation, bad actors at the federal regulatory commission, as well as explaining the fundamentals.

Time

(Friday) 12:00 pm - 1:00 pm PST

Location

Virtual - Zoom App

Organizer

Compliance.ai

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