237 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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36 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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1415 new Proposed and Final Rules were published in the past 7 days

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8378 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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april, 2021

28apr4:22 amThe Risk & Compliance for Financial Services Conference

Event Details

Leading Risk & Compliance Professionals In Financial Services Share Practical Insights On Operational Resilience, New Tech, AI & Digital, Cyber Security & Financial Crime, Regulatory Updates, Vulnerable Customers, Healthy Cultures & Future-Proofing R&C Teams In The Aftermath Of Brexit & COVID.

Time

(Wednesday) 4:22 am

Location

Virtual

Organizer

The Financial Services Conference

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