181 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements Increased 59% over the past 30 days

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SEC issued enforcements: $65,449,488.80 over the past 30 days

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128 Final Rules go into effect in the next 30 days

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21 Mortgage Lending docs published in the last 7 days

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7596 docs with 9937 extracted obligations from the last 7 days

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90 new Proposed and Final Rules were published in the past 7 days

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6040 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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april, 2021

28apr4:22 amThe Risk & Compliance for Financial Services Conference

Event Details

Leading Risk & Compliance Professionals In Financial Services Share Practical Insights On Operational Resilience, New Tech, AI & Digital, Cyber Security & Financial Crime, Regulatory Updates, Vulnerable Customers, Healthy Cultures & Future-Proofing R&C Teams In The Aftermath Of Brexit & COVID.

Time

(Wednesday) 4:22 am

Location

Virtual

Organizer

The Financial Services Conference

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