232 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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42 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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10662 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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november, 2020

10nov8:00 am9:00 amStay on Top of Regulatory Changes with MetricStream and Compliance.aiJoin us at this webinar with one of our partners, MetricStream.

Time

(Tuesday) 8:00 am - 9:00 am

Location

Virtual

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