193 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 14% over the past 30 days

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SEC issued enforcements: $225,742,880.78 over the past 30 days

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117 Final Rules go into effect in the next 30 days

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91 Mortgage Lending docs published in the last 7 days

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1836 docs with 3519 extracted obligations from the last 7 days

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99 new Proposed and Final Rules were published in the past 7 days

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4940 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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november, 2020

10nov8:00 am9:00 amStay on Top of Regulatory Changes with MetricStream and Compliance.aiJoin us at this webinar with one of our partners, MetricStream.

Time

(Tuesday) 8:00 am - 9:00 am

Location

Virtual

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