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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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Check out Expert In The Loop Forum OnDemand!

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march, 2019

24marallday27SIFMA C&L Annual Seminar

Event Details

SIFMA’s C&L Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. This seminar provides a unique opportunity for industry leaders and regulators to gather for three days of information sharing, networking, and collaboration.

With noted keynote speakers and 60+ in-depth breakout sessions, participants will earn CLE credit while discussing the latest industry developments and collaborating on best practices.

Time

march 24 (Sunday) - 27 (Wednesday)

Location

JW Marriott Phoenix Desert Ridge

Learn More

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