181 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements Increased 59% over the past 30 days

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SEC issued enforcements: $65,449,488.80 over the past 30 days

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128 Final Rules go into effect in the next 30 days

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26 Mortgage Lending docs published in the last 7 days

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7596 docs with 9937 extracted obligations from the last 7 days

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109 new Proposed and Final Rules were published in the past 7 days

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7053 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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june, 2020

09jun10:00 am12:00 pmRegTech Insights Webinar: Overcoming the Barriers to Implementing RegTech Solutions: The View from Either Side of the Fence

Time

(Tuesday) 10:00 am - 12:00 pm

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