181 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements Increased 59% over the past 30 days


SEC issued enforcements: $65,449,488.80 over the past 30 days


128 Final Rules go into effect in the next 30 days


21 Mortgage Lending docs published in the last 7 days


7596 docs with 9937 extracted obligations from the last 7 days


90 new Proposed and Final Rules were published in the past 7 days


6040 new docs in pro.compliance.ai within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


december, 2019

10dec9:00 am2:00 pm*Plug and Play: Banking Innovation and Transformation Summit


Event Details

Hosted by RSM and Plug and Play


Join our CEO, Kayvan Alikhani at this event presented by RSM and Plug and Play on Tuesday, Dec. 10, for an interactive summit exploring banking innovation and transformation. This program will feature the latest on banking innovation through expert panel discussions and startup pitches. Plug and Play will host this event at its tech center located in Sunnyvale, California.

  • Digital transformation and disruptive technologies
  • A banking and fintech panel discussion exploring fintech investments, partnerships and the transformation journey
  • Startup pitches focused on banking sector solutions
  • A banking regulatory panel (Office of the Comptroller of the Currency and FDIC) addressing innovation and key considerations when partnering with a fintech

There will also be opportunities for networking with colleagues and peers and a tour of the Plug and Play tech center.


(Tuesday) 9:00 am - 2:00 pm