130 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements decreased 41% over the past 30 days

-

SEC issued enforcements: $20,672,263.00 over the past 30 days

-

104 Final Rules go into effect in the next 30 days

-

67 Mortgage Lending docs published in the last 7 days

-

4948 docs with 12942 extracted obligations from the last 7 days

-

19 new Proposed and Final Rules were published in the past 7 days

-

11221 new docs in pro.compliance.ai within the last 7 days

-

Download the Q3 Enforcement eBook now!

-

Join us Feb 4th at Comply 2021

-

december, 2019

10dec9:00 am2:00 pm*Plug and Play: Banking Innovation and Transformation Summit

more

Event Details

Hosted by RSM and Plug and Play

IN-PERSON EVENT  |  

Join our CEO, Kayvan Alikhani at this event presented by RSM and Plug and Play on Tuesday, Dec. 10, for an interactive summit exploring banking innovation and transformation. This program will feature the latest on banking innovation through expert panel discussions and startup pitches. Plug and Play will host this event at its tech center located in Sunnyvale, California.

  • Digital transformation and disruptive technologies
  • A banking and fintech panel discussion exploring fintech investments, partnerships and the transformation journey
  • Startup pitches focused on banking sector solutions
  • A banking regulatory panel (Office of the Comptroller of the Currency and FDIC) addressing innovation and key considerations when partnering with a fintech

There will also be opportunities for networking with colleagues and peers and a tour of the Plug and Play tech center.

Time

(Tuesday) 9:00 am - 2:00 pm

X