232 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 70% over the past 30 days


SEC issued enforcements: $289,563,885 over the past 30 days


161 Final Rules go into effect in the next 30 days


42 Mortgage Lending docs published in the last 7 days


1460 docs with 2637 extracted obligations from the last 7 days


new Proposed and Final Rules were published in the past 7 days


10662 new docs in pro.compliance.ai within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


december, 2019

10dec9:00 am2:00 pm*Plug and Play: Banking Innovation and Transformation Summit


Event Details

Hosted by RSM and Plug and Play


Join our CEO, Kayvan Alikhani at this event presented by RSM and Plug and Play on Tuesday, Dec. 10, for an interactive summit exploring banking innovation and transformation. This program will feature the latest on banking innovation through expert panel discussions and startup pitches. Plug and Play will host this event at its tech center located in Sunnyvale, California.

  • Digital transformation and disruptive technologies
  • A banking and fintech panel discussion exploring fintech investments, partnerships and the transformation journey
  • Startup pitches focused on banking sector solutions
  • A banking regulatory panel (Office of the Comptroller of the Currency and FDIC) addressing innovation and key considerations when partnering with a fintech

There will also be opportunities for networking with colleagues and peers and a tour of the Plug and Play tech center.


(Tuesday) 9:00 am - 2:00 pm