215 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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44 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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86 new Proposed and Final Rules were published in the past 7 days

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5687 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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may, 2019

05mayallday08MBA Legal Issues and Regulatory Compliance Conference

Time

may 5 (Sunday) - 8 (Wednesday)

Location

Hyatt Regency New Orleans

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