september, 2019
181 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements Increased 59% over the past 30 days
SEC issued enforcements: $65,449,488.80 over the past 30 days
128 Final Rules go into effect in the next 30 days
21 Mortgage Lending docs published in the last 7 days
7596 docs with 9937 extracted obligations from the last 7 days
90 new Proposed and Final Rules were published in the past 7 days
6126 new docs in pro.compliance.ai within the last 7 days
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