september, 2019
232 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements decreased 70% over the past 30 days
SEC issued enforcements: $289,563,885 over the past 30 days
161 Final Rules go into effect in the next 30 days
37 Mortgage Lending docs published in the last 7 days
1460 docs with 2637 extracted obligations from the last 7 days
1415 new Proposed and Final Rules were published in the past 7 days
8611 new docs in pro.compliance.ai within the last 7 days
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