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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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may, 2019

08mayallday10L & C 201941st Annual Law & Compliance Division Conference

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Event Details

The FIA Law & Compliance Division presents the 41st Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products (L&C 2019), May 8-10 in Washington, DC. This conference delivers tailored sessions from leading experts on regulatory developments and their practical implications, professional development opportunities and ample networking activities.

Save the date and plan to:

  • Hear directly from CFTC officials and other regulators on important rules and requirements
  • Discuss recent cases and court decisions affecting the futures, options and centrally cleared derivatives markets
  • Deepen your knowledge of legal and regulatory issues impacting the derivatives industry
  • Learn about industry best practices and practical considerations for regulatory compliance
  • Network with peers and industry leaders
  • Earn CLE credits

Time

may 8 (Wednesday) - 10 (Friday)

Location

Marriott Wardman Park

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