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1558 Enforcement Actions in the U.S. over past 30 days


FTC enforcements decreased 55% over the past 30 days


SEC issued enforcements: $37,812,859 over the past 30 days


50 Final Rules go into effect in the next 7 days


49 Mortgage Lending docs published in the last 7 days


1670 docs with extracted obligations from the last 7 days


new Proposed and Final Rules were published in the past 7 days


11906 new docs in within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


may, 2019

15mayallday*Global RegTech Summit


Event Details

Over 2,000 heads of compliance, technology, innovation and information security at 500 of the world’s largest and second-tier financial institutions use the RegTech Analyst platform to obtain the market and company intelligence they need as input to critical business decisions.

The RegTech Analyst platform has become an invaluable source of essential information about the latest news and research in regulatory technology, risk management and cybersecurity within financial services.

Join Us At The Pre-Eminent Event For RegTech Leaders

  • 1,000 Senior-level delegates
  • 100+ CCO’s, CTOs, MDs, & Directors from financial institutions
  • 250+ Heads of compliance, innovation, technology, risk management, & cybersecurity
  • 300+ CEOs and founders of the world’s most innovative RegTech companies
  • 200+ Senior-level industry advisors with proven deal advisory or execution expertise
  • Regulators, investors, and innovation leaders from around the world
  • Exclusive partner events and 1-2-1 meetings for early registrants

Address The Regulatory Issues that Affect Every Financial Institution

  • PSD2, MiFID II, Basel III, GDPR, Solvency II, AIFMD, MAR, SFTR
  • KYC, AML, CDD, Fraud Financial Crime, Conduct Compliance
  • Onboarding, Identity Verification, Cybersecurity, Risk Management
  • Dealing with the challenges of regulatory change
  • Understanding the impact of innovation on the compliance function
  • Identifying the right solutions providers and partners
  • Partnering between financial institutions and RegTech companies


All Day (Wednesday)


etc.venues 155 Bishopsgate


FinTech Global