181 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements Increased 59% over the past 30 days

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SEC issued enforcements: $65,449,488.80 over the past 30 days

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128 Final Rules go into effect in the next 30 days

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29 Mortgage Lending docs published in the last 7 days

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7596 docs with 9937 extracted obligations from the last 7 days

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109 new Proposed and Final Rules were published in the past 7 days

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7053 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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may, 2019

15mayallday*Global RegTech Summit

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Event Details

Over 2,000 heads of compliance, technology, innovation and information security at 500 of the world’s largest and second-tier financial institutions use the RegTech Analyst platform to obtain the market and company intelligence they need as input to critical business decisions.

The RegTech Analyst platform has become an invaluable source of essential information about the latest news and research in regulatory technology, risk management and cybersecurity within financial services.

Join Us At The Pre-Eminent Event For RegTech Leaders

  • 1,000 Senior-level delegates
  • 100+ CCO’s, CTOs, MDs, & Directors from financial institutions
  • 250+ Heads of compliance, innovation, technology, risk management, & cybersecurity
  • 300+ CEOs and founders of the world’s most innovative RegTech companies
  • 200+ Senior-level industry advisors with proven deal advisory or execution expertise
  • Regulators, investors, and innovation leaders from around the world
  • Exclusive partner events and 1-2-1 meetings for early registrants

Address The Regulatory Issues that Affect Every Financial Institution

  • PSD2, MiFID II, Basel III, GDPR, Solvency II, AIFMD, MAR, SFTR
  • KYC, AML, CDD, Fraud Financial Crime, Conduct Compliance
  • Onboarding, Identity Verification, Cybersecurity, Risk Management
  • Dealing with the challenges of regulatory change
  • Understanding the impact of innovation on the compliance function
  • Identifying the right solutions providers and partners
  • Partnering between financial institutions and RegTech companies

Time

All Day (Wednesday)

Location

etc.venues 155 Bishopsgate

Organizer

FinTech Global

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