227 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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32 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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91 new Proposed and Final Rules were published in the past 7 days

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4792 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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may, 2021

11may(may 11)4:15 am13(may 13)9:35 amGlobal RegTech Summit

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Event Details

The Global RegTech Summit is hosted by RegTech Analyst and FinTech Global.

We have served the global financial services, investment and technology industries for nearly two decades and built in-depth relationships with the senior decision-makers at a majority of the world’s largest financial institutions, including banks, asset management firms, insurance companies, pension funds, private equity fund managers, venture firms and family offices.

Our credibility has been built over 19 years, during which time we have provided proprietary news, analysis and customized research to our clients. At the same time, we have connected buyers with sellers, institutions with fund managers, and investors with innovators at our exclusive senior-level events.

Time

11 (Tuesday) 4:15 am - 13 (Thursday) 9:35 am PST

Location

Virtual

Organizer

FinTech Global

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