237 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 70% over the past 30 days


SEC issued enforcements: $289,563,885 over the past 30 days


161 Final Rules go into effect in the next 30 days


36 Mortgage Lending docs published in the last 7 days


1460 docs with 2637 extracted obligations from the last 7 days


1415 new Proposed and Final Rules were published in the past 7 days


8378 new docs in pro.compliance.ai within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


may, 2021

11may(may 11)4:15 am13(may 13)9:35 amGlobal RegTech Summit


Event Details

The Global RegTech Summit is hosted by RegTech Analyst and FinTech Global.

We have served the global financial services, investment and technology industries for nearly two decades and built in-depth relationships with the senior decision-makers at a majority of the world’s largest financial institutions, including banks, asset management firms, insurance companies, pension funds, private equity fund managers, venture firms and family offices.

Our credibility has been built over 19 years, during which time we have provided proprietary news, analysis and customized research to our clients. At the same time, we have connected buyers with sellers, institutions with fund managers, and investors with innovators at our exclusive senior-level events.


11 (Tuesday) 4:15 am - 13 (Thursday) 9:35 am PST




FinTech Global