131 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 41% over the past 30 days

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SEC issued enforcements: $20,672,263.00 over the past 30 days

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104 Final Rules go into effect in the next 30 days

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68 Mortgage Lending docs published in the last 7 days

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4948 docs with 12942 extracted obligations from the last 7 days

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19 new Proposed and Final Rules were published in the past 7 days

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11718 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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february, 2019

12feballday14FinovateEurope

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Event Details

1400+ attendees. 60+ firms demoing. 120+ expert speakers. Insights and connections you only find at Finovate.

Cutting-edge fintech demos, real-world applications provided by business leaders, hundreds of financial institutions passionate for change, all under one roof. New for this year, a deep-dive Summit Day on Open Banking, a new world-class venue, and an AI-powered meeting app to help you connect with the people who matter to you.

Time

february 12 (Tuesday) - 14 (Thursday)

Location

Tobacco Dock

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