237 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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36 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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1415 new Proposed and Final Rules were published in the past 7 days

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8378 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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may, 2021

20may9:00 amCOMPLY Virtual Summit

Event Details

The compliance, risk and regtech ecosystem will unite again at COMPLY to collaborate and make connections that focus their business on what’s ahead. A compliance transformation is taking place as customers go digital, and so must compliance programs. See Compliance.ai there!

Time

(Thursday) 9:00 am PST

Location

Virtual

Organizer

COMPLY CONFERENCES from Performline

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