232 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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42 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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10662 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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december, 2020

This is a repeating event

09decalldayComply 2021 Virtual SummitThe Compliance, Risk, and RegTech Conference.

Event Details

See us there!

Time

All Day (Wednesday)

Location

Virtual

Organizer

COMPLY CONFERENCES from Performline

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