181 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements Increased 59% over the past 30 days

-

SEC issued enforcements: $65,449,488.80 over the past 30 days

-

128 Final Rules go into effect in the next 30 days

-

21 Mortgage Lending docs published in the last 7 days

-

7596 docs with 9937 extracted obligations from the last 7 days

-

90 new Proposed and Final Rules were published in the past 7 days

-

6040 new docs in pro.compliance.ai within the last 7 days

-

Considering RCM Solutions?  Here’s an RFP to get started.

-

march, 2019

11marallday12*Compliance Week WestData Privacy, Data Analytics, and Big Data Summit

Event Details

DEMYSTIFYING DATA-DRIVEN COMPLIANCE

With a myriad of risks and ever-evolving regulatory changes impacting how companies foster and maintain an ethical culture, top compliance programs have become data-driven. Join your colleagues at Compliance Week West: Data-Driven Compliance.

Demystify data analytics with an agenda focused on data privacy, data analytics, big data, and how companies manage regulatory risk with technology innovation.

Time

march 11 (Monday) - 12 (Tuesday)

Location

Marines' Memorial Club Hotel

X