Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More
-

1558 Enforcement Actions in the U.S. over past 30 days

-

FTC enforcements decreased 55% over the past 30 days

-

SEC issued enforcements: $37,812,859 over the past 30 days

-

50 Final Rules go into effect in the next 7 days

-

49 Mortgage Lending docs published in the last 7 days

-

1670 docs with extracted obligations from the last 7 days

-

new Proposed and Final Rules were published in the past 7 days

-

11906 new docs in pro.compliance.ai within the last 7 days

-

Considering RCM Solutions?  Here’s an RFP to get started.

-

august, 2023

31aug2:00 pmAugust Webinar - Energy & Commodities trading desks: Regulatory requirements, and how they impact compliance and risk

Event Details

Our expert advisors will discuss:

 – Recent US regulatory requirements effecting energy trading desks 

– Impact of ESG related rules & regulations on energy trading 

– What to expect & watch out for in 2023: Is commodities trading regulatory risk on the rise? 

– & More!

Time

(Thursday) 2:00 pm

X